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Introduction
Working with many startups and businesses venturing into the
medical device market, it has become common knowledge that the term
'medical device' is confused. The majority believes that a medical
device must possess some mechanical components, and others quickly
dismiss the fact their device is classed and regulated. This paper
is intended to clear the murkiness that these misconceptions
introduce. The goal being to reduce the time taken by contract
manufacturing organizations such as Light Fabrications, Inc. in
convincing startup businesses and individual inventors on what is a
medical device and its class as my may be applicable according to
the provisions of the United States Food and Drug Administration
(FDA).
The Food and Drug Administration (FDA) regulate the distribution
of medical device. Title 21 of the Code of Federal Regulation s
(CFR) contains articles articulating the procedures and standards
governing Current Good Manufacturing Practices (cGMP) of medical
devices.
About 1,700 devices, grouped into 16 medical specialties or panels
are classified into three broad categories. The description of each
panel is contained in Title 21 CFR, Parts 862‐892, and each class
is defined by regulatory controls imposed by the FDA to ensure the
safety and effectiveness of the device. Let us understand what is a
medical device is before delving into its classification.
What is a medical device?
The Food and Drug Administration (FDA), defines medical device
as:
"An instrument, apparatus, implement, machine, contrivance,
implant, in vitro reagent, or other similar or related article,
including a component part, or accessory which is:
¬ recognized in the official National Formulary, or the United
States Pharmacopoeia,
or any supplement to them,
¬ intended for use in the diagnosis of disease or other
conditions, or in the cure,
mitigation, treatment, or prevention of disease, in man or other
animals, or
¬ intended to affect the structure or any function of the body of
man or other animals,
and which does not achieve any of its primary intended purposes
through chemical action within or on the body of man or other
animals and which is not dependent upon being metabolized for the
achievement of any of its primary intended purposes." (FDA,
2011)
Medical device controls and
classification
All three classes are subject to general controls and some special
controls. Controls are
procedures, and or processes that manufacturers and distributors
of medical device MUST implement, unless in cases where exemption
status prevail. FDA specified General Controls and Special Controls
are:
General Controls
• Adulteration / Misbranding
• Electronic Establishment Registration
• Electronic Device Listing
• Premarket Notification [510(k)]
• Quality Systems
• Labeling
• Medical Device Reporting (MDR)
Special Controls
• Guidelines
• Mandatory Performance Standard
• Recommendations or Other Actions
• Special Labeling
The three classes are:
1. Class I
Subject to General Controls with and without exemptions
This is the class with the lowest risk devices; containing mostly
non‐invasive devices. .
Examples include most types of bandage - elastic, liquid, cast,
absorbent etc., hydrogel
wood dressing, stethoscopes, hospital beds, wheelchairs.
2. Class II
Subject to General Controls and Special Controls with and without
exemptions
This class has low to medium to high risk devices; examples of the
low to medium risk
devices include hearing aids, electrocardiographs, ultrasonic
diagnostic equipment,
drapes - surgical, urological, etc.
Examples of medium to high risk devices in Class II are surgical
lasers infusion pumps
(non‐implantable), ventilators, intensive care monitoring
equipment.
3. Class III
Subject to General Controls and Premarket Approval
Class III devices are high risk devices; failure would result in adverse health consequence or fatality. These are usually life sustaining, and or life support devices. Examples include balloon catheters, prosthetic heart valves, Implantable pacemaker pulse generator, implanted diaphragmatic/phrenic nerve stimulator, pacemaker battery, etc. Classification of a medical device depends on two factors, its use and its risk to patient or user. The degree of control is a function of the risk level; or put differently, it is a function of the propensity for adverse loss due to malfunctioning of the device. Apparently, Class I devices pose lesser risk to the patient or user, while Class III devices pose greater risk. Notice that Classes I &II may enjoy some exemptions, while Class III does not. The level of risk associated with a device may be deduced from its use, hence the importance of use to the classification process.
The indicated and intended use greatly impact medical device
classification. The intended use of a device is fundamentally the
purpose of the device; it predicts the risk level and drives its
classification. Medical product labeling is also big on intended
use as stipulated in title 21 CFR Part 809.
Determine Classification
The FDA maintains a classification database of medical devices
at
http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpcd/classification.cfm
Once at the site, simply type in the name of the device and choose
the item or that which best resembles your device from the list of
results. Double click on your choice of device to see the class and
other details including controls and exemptions, etc.
References
FDA (2011). Product Classification. Retrieved from
http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpcd/classification.cfm
FDA (2011). Presentation: Overview of Regulatory Requirements ‐
Medical Devices. Retrieved from
http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/ucm126245.htm
FDA (2010). What is a medical device? Retrieved from
http://www.fda.gov/AboutFDA/Transparency/Basics/ucm211822.htm
FDA (2010). What does it mean for FDA to "classify" a medical
device? Retrieved from
http://www.fda.gov/AboutFDA/Transparency/Basics/ucm194438.htm
FDA (2009). Device Classification. Retrieved from
http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Overview/ClassifyY
ourDevice/default.htm.
Please direct all questions, comments, and or suggested future
topics to the author:
Christian Yorgure
Director of Research & Development
Light Fabrications, Inc.
cyorgure@lightfab.com

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